- Advised fintech lender on a multi-million-dollar loan origination partnership with a regional community bank.
- Structured joint venture involving a fintech lender, data analytics firm, and software-IoT development company.
- Developed and implemented policies and procedures for an early-stage loan aggregator consistent with anti-money laundering requirements and consumer financial protection laws and regulations.
- Partnered with $50-million-dollar data analytics firm to develop and integrate regtech compliance solutions for community banks.
- Counseled fintech start-up and regional community bank on treatment of brokered deposits and related FDIC deposit regulations.
- Advised multiple fintechs on implementation of enterprise-level risk management programs and compliance management systems (CMS) for Unfair, Deceptive, and Abusive Acts and Practices (UDAAPs).
- Performed transactional due diligence on behalf of a financial holding company investing in a technology company.
- Advised a bank holding company in its acquisition of a $30 million-dollar depository institution, and assisted in filing regulatory applications with state and Federal regulators.
Blockchain and Digital Currency
- Provided strategic advice to venture capital funds on investments in initial coin offerings (ICOs).
- Advised a U.S. retailer on regulatory and contractual issues in digital currency retail acceptance.