Experts in Financial Services Regulation
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Capabilities


Investment and Transaction Advisory Services

  • Advise on investments, special situations, and M&A involving banks and financial-services companies

  • Partner with investors to implement regulatory frameworks at portfolio firms

  • Assist in target identification and strategic evaluation, and advise on deal terms

  • Identify operational improvement opportunities during due diligence

  • Work with management teams to drive performance enhancements

  • Deliver investor presentations on evolving financial regulatory issues affecting firm valuations and industry outlook


Regulatory Applications and Licensing Services

  • Provide strategic advice on changes to legislation and financial-services regulations

  • Develop business plans and navigate evolving regulatory frameworks

  • Prepare bank licensing and other federal and state regulatory applications

  • Represent banks and nonbanks before international, federal and state regulatory bodies

  • Deliver solutions on matters requiring technical regulatory and financial-services expertise


Investigations and Regulatory Enforcement Services

  • Respond to enforcement actions and manage regulatory challenges

  • Develop tailored controls and compliance-management systems for innovative financial products and services

  • Design and implement frameworks based on firm-specific risk and regulatory exposure

  • Facilitate regulatory relations and work with regulated financial-services firms on examination matters