Experts in Financial Services Regulation
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Representative Experience

Fintech

  • Counsel fintech companies on financial regulatory and compliance issues, ranging from licensing and product development, to fair lending and anti-money laundering.
  • Advise on development and implementation of enterprise-level risk management programs and compliance management systems.

Bank Regulation

  • Represent banks in transactions, including matters requiring regulatory approvals from U.S. federal and state bank regulatory agencies, and develop compliance frameworks for various business combinations.
  • Advise foreign banking organizations in drafting U.S. resolution plans and developing recovery and restructuring strategies.
  • Advise banks on payments issues regarding deposit access devices, including Automated Clearing House (ACH) and wire transfer transactions.
  • Represent financial institutions in investigations and enforcement proceedings before state and federal bank regulatory agencies.

Blockchain

  • Provide strategic advice to venture capital funds investing in initial coin offerings (ICOs).
  • Advise U.S. retailers on financial regulatory and contract issues related to digital currency retail acceptance.